In the late 1800s, William Butler Yeats came into contact with
two very unrelated movements, the Irish nationalists and the
Theosophists (an occult/magical sect), and took an active part
in both ... In 1890 he was "excommunicated" from the Theosophists
by their leader Madame Blavatsky, because of discrepancies in
their beliefs. Yeats then joined the Order of the Golden Dawn,
another occult sect, where he began to experiment with magic.
In contrast to the Theosophists, the Golden Dawn put emphasis
not on obscure and untraceable Indian and Buddhist masters, but
on the European mystical tradition, mainly the Kabbalah. Further
contrasting Madame Blavatsky, the Golden Dawn encouraged its
members to undertake occult experiments, "to demonstrate their
power over the material universe." ... Instead of giving Yeats
theories as Theosophy had done, the Golden Dawn gave him the
opportunity and method for constant experimentation and demon-
stration. Yeats spoke of it later as the chief influence upon
his thought."
D.A. MacManus, one of the first to write a natural history of the
fairies, reports that his friend Yeats "was fully aware of the
'everyday aspect' of fairy lore and had great respect for it."
In fact, Yeats firmly believed in the objective reality of the
creatures.
Brother Yeats and the Little People
by Ulrich Magin
In the last day of August 1938, according to the London Times
(September 6, 1938), John Mulligan encountered two fairies near
Ballingarry, West Limerick, Ireland. The day before, a boy
named Keely had seen one at the same place, a crossroad. The
fairies were two feet high, had hard, hairy, earless human-like
faces, and were dressed in red.
The first reaction of a "modern," educated person, after reading
this report, will be one of disbelief. But this initial reaction
is somewhat childish, and shows a lack of understanding of human
nature. I first became aware of the deeper layers of these folk-
beliefs when I visited Scotland some years ago and found myself
talking to people who had seen ghosts, or the Loch Ness monster,
or who firmly believed in goblins. And, apparently, they were
all sane.
Few regions in Europe have firmer beliefs in goblins and other
supernatural creatures than Ireland. (In Iceland, another
stronghold of fairy-folklore, interpreters have officially been
employed to communicate with goblins as recently as 1984.) (1)
The actual belief in the "little people" is a very interesting
topic, and in this article I will discuss its sociological and
psychological implications.
I will also examine the influence the fairy-folklore had on
modern Irish literature, especially on William Butler Yeats, and
how Yeats incorporated the traditional ideas, as well as his
personal encounters with these beings, into his mystical belief-
system and his poetic writings. Yeats was deeply involved in
the fairy-belief, and made it the subject of his writings and
poetry. He believed in their reality, like his ancestors had
done centuries before, and justified his ideas with European and
Oriental mystical tradition. His mystic thoughts tied strongly
to his poetic and political ideas, so it is useful to begin with
a "natural history" of the fairies to show how they were
described before Yeats took hold of the subject.
The Natural History Of The Fairies
Fairies are a universal phenomenon, known to every country and
people of the world. But while in most parts of Europe the
belief in fairies vanished with the beginning of the Enlightenment,
it continued in more remote parts of our planet, such as Ireland,
Scotland, and Iceland. While a certain (and often far-reaching)
similarity exists between the legends of the various regions, I
will concentrate on Irish goblins, fairies and banshees, as they,
obviously, were the main source of inspiration for Irish writers
and poets.
Fairies, in general, were (are) small, but not tiny, creatures,
about three to five feet in height, wearing mainly red or green
dresses. In contrast to ghosts, they were not regarded as
supernatural beings, but rather as actual beings with many
supernatural aspects. Their origin is not explained, but there
is general agreement among the people that the "little people"
or "gentle folk" are fallen angels. Scholars have classified
them as "natural spirits," being manifestations of natural forces
rather than immortal souls, like ghosts. Fairies can die, just
as they can give birth to children.
Elizabeth Andrews, a 19th-century folklorist, summarized the
general appearance of fairies in this way:
"The fairies are small people, but no mushroom could give them
shelter. The colour red seems to be clearly associated with
these little people. I have frequently been told of the small
men in red jackets running about the forts....Fairies have red
hair." (2)
 |
This long-armed Faerie Brother,
apprehended in Mexico by these
sp00ks, was taken to Germany,
never to be seen again
|
|---|
They also sometimes possess very large feet (3) and abnormally
long arms, "so long that they can pick up anything off the ground
without stooping." (4)
They live in raths and dolmens, the remains of prehistoric
humans. They often trade with people, and, if not disturbed,
will be very generous -- sometimes they show ordinary humans
places where treasure has been buried. If treated badly, they
will take revenge, making ill the animals of a farmer, disturbing
his house in the guise of poltergeists, or even tormenting humans.
But fairies were enraged not only when they had been cheated in
trade or treated badly otherwise, but also when their dwellings
were destroyed: their raths, forts, tress, bushes and paths.
McManus (5) gives the example of a house of which one corner had
been built on a fairy path. "Serious disturbances" were the
result, so that the original corner was finally removed. This
ended the disturbances.
Fairy Sightings
 |
An skyclad Blue Brothress invoketh and communeth with the
Little People in Cornwall, England
[Janet Bord's "Faeries: Real Encounters with the Little People"]
|
|---|
But fairies do not belong to folk legends alone: there have been,
and still are, many eyewitness reports, some very recent. These
sightings verify the claims made in legends and general descriptions.
In the 19th century, a farmer saw, one stormy night, several
little creatures with red hair in a valley of the Mourne Mountains.
A woman of Tullamore Park, County Down, observed "wild looking
figures with scanty clothing whose hair stood up like the mane of
a horse." (6)
A child of four or five years of age was lying in the grass at
Maghera, County Down, when "little men about two feet in height"
danced around him. His father chased the beings away, but his
son had become deaf, and only recovered ten years later. This
is also alleged to have happened in the 19th century. (7)
At Crom, near Lough Erne, County Fermanagh, leprechauns, mainly
accompanied by strange globes of light (preceding modern UFO
reports) were frequently observed at the beginning of the 20th
century.
On a September evening in 1907, a French maid and Lord Erne's
governess were rowing across the lake when "they saw the small
figure of a man walking on the water from the direction of Crom
Castle past the ferry towards Corlat." (8)
Another leprechaun used to visit the priest's daughter at
nighttime; he would stand at one end of her bed grinning at her.
This is a well-known folk motif and a common hallucination,
termed "bedside visitor" by psychologists. (9)
These recent reports, as well as the uniformity of the traditional
stories, have always surprised and puzzled the scholars (as well
as Yeats, but more of him later), and they made several attempts
to explain them in some rational way. In doing so they more often
mirrored the spirit of their own time rather than the spirits they
were writing about.
Fairy Theories
Elizabeth Andrews, who conducted her research at the end of the
19th century and early in the 20th century, following the doctrine
of her time, tried a rational/biological solution. In the 19th
and 20th centuries, until the atom bomb was dropped, the faith of
the people in rational science and progress was unshaken, and
scholars thought they could solve every problem or mystery if they
had enough time. (It is ironic that the most exact of all sciences,
physics, shattered that simple ideology with Einstein's theory of
relativity, and later, even more occult ideas.) So, Andrews
concluded that fairies do not only exist, but that they are the
last descendants of a race of dwarfs -- a pygmy race that once
lived all over Europe (and so the rationality of the world was
re-established).
"It is possible that, as larger races advanced, these small
people were driven southwards to the mountains of Switzerland,
westwards towards the Atlantic, and northward to Lapland, where
their descendants may still be found." (10)
(Note the innocent use of the word race, also typical of the 19th
century, that led to disaster in Germany later -- yet, at the
beginning of the 20th century, Andrews insisted that the Finnish
people were a different race than the other Europeans pygmies!)
Indeed, she produces evidence for that alleged race:
"Professor Kollmann mentions several places in Switzerland where
skeletons of dwarfs have been found ... If I might hazard a
conjecture, I should say that both in Ireland and in Switzerland
dwarf races had survived far into Christian times, perhaps to a
comparatively recent period." (11)
From a modern perspective, this viewpoint seems, to put it mildly,
without base; or our brave explorers hunting the snowman of the
Himalayas could save money and energy and hunt the missing link
in Ireland.
The 1970s, with sociology as science and ideology gaining new
ground among the rebellious youth, brought another theory --
this (equally unbased) idea was offered in an otherwise
brilliant book by Keith Thomas. (12) He observed that fairies
disliked dirt, and would plague an untidy house in the form of
poltergeists. Also, they would take away children that were
badly looked after, and substitute them with an ugly, badly
behaved changeling.
Now, following a strict, functionalistic sociological analysis,
he claims that fairy folklore such as this had been established
to make sure that women cleaned their house, or did not leave
their babies unguarded. The universal belief in goblins in the
Middle Ages therefore was a gentle way of control and education.
Yet, while this might explain why fairy folklore managed to
stay alive for such a long time, it definitely cannot explain
the recent sightings, and I doubt if it really explains any
aspect of the phenomenon at all. I personally met a police
officer from the Orkneys, Scotland, who every morning put a bowl
of milk for the goblins outside to keep them good-tempered. I
would rather think that fairies are real than that this man was
following a traditional system of education.
The most recent idea (or, at least, the most popular theory at
the moment) is that goblins are folk-memories of the old pagan
gods, which were banned when St. Patrick arrived in the country.
This could explain why the "little people" are considered as
fallen angels. But with the new interest in witchcraft (and the
many quite curious feminist interpretations of it) and paganism,
many authors establish concepts that are hard to swallow, such
as tracing back individual fairies to Greek or Egyptian gods.)
F. Logan's attempt is by far the best that I have seen:
"The 'Old Gods,' the 'Good People' and the 'Fairies' are but a
few of the names given to the pre-Christian gods and goddesses
of the last Celtic invaders of Ireland. Their folk religion
quickly took root and, highly Christianized, proved remarkably
resilient in the face of change: for well over a thousand years
the 'Old Gods' were universally believed in and their lore
considered history." (13)
There are other theories that sound crazy at first, but may be
worth consideration in the light of modern psychology. Jacques
Vallee and John A. Keel, (14) for example, discuss fairy lore
in the context of early observations of humanoids (UFO-occupants).
Author Stan Gooch thinks that ghosts, fairies and demons are
creatures of the unconscious mind. Yeats also thought that
fairies were symbolic expressions of a racial memory, which,
through some parapsychological process, become reality. Again,
his book has some remarkable ideas, but his occult reasoning
asks for a gullible reader. (Nevertheless, I think Yeats would
have liked it.)
Fairies may also be very common hallucinations (which might be
perceived as Venusians in a metropolitan context). According to
C.G. Jung, hallucinations are "not merely a pathological phenomenon
but one that also occurs in the sphere of the normal." (16) If we
consider fairies and banshees as archetypal visions triggered by
stress, (17) we can also explain why all fairies of the world (and
not only the Celtic world) seem to be similar and why they resemble
modern eyewitness accounts so much. Certainly, stress situations
seldom occur in rural communities such as those from which we have
the most traditions, but the general acceptance of the phenomenon
may provide a similar trigger function. (That is, in sociological
terms, that observations of goblins are well within the norm.) If
fairy reports have this psychological origin, then to understand
them would be essential in order to understand a large group of
people in Ireland -- those who believe in or see fairies. That
is exactly what Yeats found himself, and explains why he was so
concerned with the "gentle folk."
The Goblin Folklore In Irish Literature
In seeking for the traces of the Irish folk-belief in goblins
and other supernatural beings, we can obviously neglect those
writers such as Sean O'Casey who are nationalists but concerned
themselves mainly with the present, or historical events, and
not with the cosmological concepts of the people; and writers
like James Joyce who found (or find) the newborn faith and
nationalism and interest in folklore amusing rather than worth
consideration in their work.
On the other side, all authors writing about the life in the
country can be expected to deal with goblins, fairies and
banshees, as well as those interested in the resurrection of the
old myths (which are mainly the authors of the Irish Renaissance,
Yeats, Lady Gregory and AE).
A fine example for the first category is Cork-born writer Frank
O'Connor, whose short story First Confession contains a
description of a curious story, allegedly true, that O'Connor
(or his hero, to be correct) recounts as a childhood memory.
When the protagonist is instructed for his first confession by
an elderly, obviously neurotic woman, she relates the story of a
sinner and the dreadful consequences of his "bad confession" --
a journey into hell (as a warning for potential future sinners
among her flock):
"Another day she said she knew a priest who woke one night to
find a fellow he didn't recognize leaning over the end of his
bed. The priest was a bit frightened -- naturally enough, but
he asked the fellow what he wanted, and the fellow said in a
deep, husky voice that he wanted to go to confession ... the
fellow said the last time he went to confession, there was one
sin he kept back, being ashamed to mention it, and now it was
always on his mind. Then the priest knew it was a bad case,
because the fellow was after making a bad confession and
committing a mortal sin. He got up to dress, and just then
the cock crew in the yard outside, and -- lo and behold! --
when the priest looked around there was no sign of the fellow,
only a smell of burning timber, and when the priest looked at
his bed didn't he see the print of two hands burned in it?"
(18)
Here O'Connor mixes three rather distinct folk-motifs: the
"grinning man" or bedside visitor, (such as the leprechauns at
Crom); the banshee leaving a burning mark of her five fingers;
(19) and a more traditional ghost story.
It is likely that this hybrid supernatural creature is a real
tradition recounted by O'Connor from his time in Cork, but it's
unusual enough to leave room for doubt whether it's a genuine
tradition. This carelessness does not seem to be important in a
work that does not claim to represent true Irish folk-stories,
but we will later see that Yeats, who claimed just that, has
sometimes been guilty of a similar carelessness.
As I have pointed out, anyone who wants to describe the Irish
country people and their psychology must at one time or other
refer to their supernatural beliefs. Though the Irish folklore
includes many mystical creatures besides the "gentle people,"
like pucas (animal fairies), horse-eels (lake monsters), mermaids
and ghosts, which have all been referred to by Yeats, I will
concentrate on the human fairies.
I have already given an example of how fairylore was incorporated
into literature in order to capture the attitudes and ideas of
people. The most serious attempt in this direction was undertaken
by W.B. Yeats, who not only collected fairy-folklore, but
experimented with magic and occult formulas to evoke the beings
-- with success, as we shall see. W.B. Yeats's philosophy in
regard to these creatures, and the way he used folk stories and
his own experiences in an attempt to create "literature/folklore"
is the main subject of this article.
Yeats
William Butler Yeats was born in Sligo, Ireland, in 1865. His
grandfather, also named W.B. Yeats, was a deeply orthodox rector
of the Church of Ireland. His father, J.B. Yeats, in contrast,
was a rationalist skeptic and atheist -- and W.B. Yeats was to
unify both in his character: He "erected an eccentric faith
somewhere between his grandfather's orthodox belief and his
father's unorthodox disbelief," his biographer Ellman writes. (20)
The family moved between London, Dublin and Sligo, and Sligo must
have been where Yeats heard first what was later to influence his
whole art and poetry: the fairy tales of the ordinary Irish people.
His mother told him of leprechauns and goblins, and later he heard
the country people talk of their beliefs and experiences with the
"little people." A world where even the grown-ups believe in
fairy tales must be a child's wonderland. "The place that really
influenced my life most was Sligo," he wrote years later. (21)
From 1874 to 1880 he lived in England, where he went to school.
After that the family moved to Howth, where he would spend most
of his time outside, dreaming. He began to read and write
poetry.
He failed to meet the entrance requirements to Trinity College,
and so studied at the School of Art in Dublin, where he studied
painting, and, more importantly, met George Russell (better
known under his pen-name "AE").
Russell was a visionary and Yeats, who had given up orthodox
religion in 1880, was initiated by him into the world of the
supernatural. Yeats wrote symbolistic poetry, and experimented
with visions and hallucinations. He learned to hate science,
which he saw as being in direct contrast to poetry, beauty and
truth.
In the late 1800s, he came into contact with two very unrelated
movements, the Irish nationalists and the Theosophists (an
occult/magical sect), and took an active part in both.
Yeats is generally regarded as the founder, and certainly as a
leading figure, of the Irish Literary Revival, a rediscovery of
the old Celtic traditions and forms of art. He "discovered" and
supported many writers who became important personalities in the
movement, like John M. Synge and Lady Gregory. With Lady Gregory
he founded the Abbey Theatre in Dublin; first intended as a stage
for mystical and occult plays, it became an important place for
all genres of Irish theatre. (One of Yeats' own early plays,
Land of Heart's Desire, deals with peasants and goblins.)
In 1890 he was "excommunicated" from the Theosophists by their
leader Madame Blavatsky, because of discrepancies in their
beliefs. Yeats then joined the Order of the Golden Dawn,
another occult sect, where he began to experiment with magic.
During all this time of involvement with mystical and
nationalist groups, he kept on writing and campaigning for
original, autonomous Irish art. Yeats wrote prose, poetry,
plays, essays, and parts of an autobiography. Eventually, he
became one of Ireland's most prominent writers.
In 1922, one of the objectives he had always fought for, an
independent Irish state, was established. In 1924 Yeats was
awarded the Nobel Prize for Literature. He died, a very
respected and admired man, in 1939.
This brief sketch of Yeats' life shows two topics that stand out:
his interest in mysticism and his strong nationalism. Both are
of great importance in regard to Yeats's dealings with goblin
lore.
Yeats And The Theosophical Society
In 1884, when Yeats read Charles Johnson's The Occult World,
he became convinced of the reality of occult phenomena and of
the claims of Madame Blavatsky, an extremely interesting modern
mystic. Blavatsky had founded the Theosophical Society,
allegedly based on secret Tibetan teachings. Despite the fact
that the London-based Society for Psychical Research had
demonstrated in 1885 that the lady was an impostor, Yeats
trusted her more than the scientists, as she confirmed his
rejection of materialism.
"The Theosophists reinforced their doctrines with examples from
Eastern religions, from European occultism, mysticism, philosophy,
and, when it served their purpose, from science," according to
Ellmann. (22) Yeats's interest in occultism was enormous: "I
choose to persist in a study which I decided ... to make next to
my poetry, the more important pursuit of my life ... The mystical
life is the centre of all I do and all that I think and all that
I write," he says in a letter in August 1892. (23)
It is only as a consequence of this strong interest that Yeats
felt a desire to experiment with the supernatural. But Madame
Blavatsky had forbidden her followers to "plunge too deeply into
Theosophical depths," and warned them of the dangers of black
magic.
This could hardly satisfy Yeats, and he went to seances. On one
occasion the alleged supernatural phenomenon so impressed him
"that he lost control of himself and beat his head on the table."
(24)
For this disobedience, he received severe criticism from Madame
Blavatsky. This happened in the summer of 1888, yet on Christmas
of that year he still believed in her and formally joined the
Society. "The Theosophists gave him support because they accepted
and incorporated into their system ghosts and faeries, and regarded
dreams and symbols as supernatural manifestations," Ellmann
comments. (25)
Then, in December 1889, he began several experiments to satisfy
himself that occult phenomena were real -- without success. Though
he never doubted Theosophy, and continued to believe in the
supernatural world (as he did all his life), the experiments did
not help to settle the problems he had with Madame Blavatsky.
The relationship at this time had definitely cooled down. His
last public appearance at the Society took place in August 1890,
after which he was "excommunicated."
The Golden Dawn
Yeats, after his "excommunication," did not have to stand alone
against a fortress of rationality. On March 7, 1890, months
before his expulsion, he had joined the Hermetic Students of the
Golden Dawn, another occult sect, which had, among others, the
notorious Aleister Crowley among its members.
In contrast to the Theosophists, the Golden Dawn put emphasis
not on obscure and untraceable Indian and Buddhist masters, but
on the European mystical tradition, mainly the Kabbalah. Further
contrasting Madame Blavatsky, the Golden Dawn encouraged its
members to undertake occult experiments, "to demonstrate their
power over the material universe." (26) That was more to Yeats's
taste. (A complete history of the Order of the Golden Dawn and
its various followers, including Yeats and Crowley, can be found
in Colin Wilson's The Occult.) (27)
Yeats saw a close relationship between "enchantment" in magic
and in literature. Again, he experimented, and met with immediate
success:
"Early in his acquaintance with Mathers (tbe leader of the
Golden Dawn), the magician put the Tantric symbol of fire
against his forehead, and Yeats slowly perceived a huge titan
rising from desert sands. He was greatly excited because this
kind of vision seemed to him to confirm his beliefs in the
supernatural ... Soon he was experimenting upon all his friends
and acquaintances, sometimes with remarkable success ... Instead
of giving Yeats theories as Theosophy had done, the Golden Dawn
gave him the opportunity and method for constant experimentation
and demonstration. Yeats spoke of it later as the chief
influence upon his thought." (28)
(See also Yeats's own account in Wilson's "The Occult".) (29)
As the subject of this article is Yeats's views about and use of
fairy folklore, I shall leave his mystical experiments here (we
will find some of them, in the form of attempts to raise fairies,
later). Yeats considered occult visions as very important, and
he was fully convinced that all phenomena experienced by him were
objectively real and genuine -- and I'm not in a position to
judge this (though, in my own materialistic Weltanschauung, most
of it seems to be rather strange). Add to these convictions
Yeats's nationalism, and you will realize why Irish supernatural
beings were to play such an important role in his work.
Irish Nationalism And Folklore
In the 19th century, Douglas Hyde, in an attempt to promote an
original Irish literature, founded the Gaelic League. He wanted
a "de-Anglicization" of Ireland. After all, he argued, a people
is not only a group of people, but a group of people sharing
common ideas and mythologies -- so, for the Irish to find their
own identity, it was essential to get rid of the British culture
that ruled the country.
Yeats was soon among Hyde's followers, as well as other writers
of the Irish Literary Revival, who had the same objectives:
"Hyde, Yeats, AE, Synge and Lady Gregory, each wanted, though
each used different words to express his intention, to de-
Anglicize, to de-provincialize Ireland and to make it live again
in all its individuality as a Celtic country, different in race,
in traditions, in ancestral glories from the neighbouring island
that had looked, not only across, but down on it for so long."
(30)
There were obviously two ways to do this: first, to use the
Irish language as basis for the literary work (as Hyde did), but
this meant also to provincialize the literature, as there was no
large audience for works in Gaelic; and second, somewhat more
moderate, to use the language and stories of the people, but to
write in English -- a language, after all, with one of the biggest
possible audiences in the world.
"Folk Art," writes Yeats in his Mythologies,(31) "is indeed
the oldest of the aristocracies of thought ... it is the soil
where all great art is rooted." This view, combined with his
great occult interest, led to an emphasis on the mythological
and supernatural aspects of the folklife in Ireland; in contrast
to, for example, O'Connor, who also used the language of the
people and Irish settings, but stayed down-to-earth in the
subjects he chose.
As in the Golden Dawn, Yeats soon found a home in the nationalist
movement -- which suggests that he always needed a firm group or
society to cling to or identify with, and that he might have had
a weak self-confidence which needed the safety of friends who
shared his ideas (especially when one had exotic ideas like the
ones Yeats held). Significantly, he explained later, "from
O'Leary's [the nationalists' leader] conversation, and from the
Irish books he lent or gave me has come all I have set my hands
to since." (32) Just remember that Yeats had also called the
Golden Dawn the "chief influence" upon his thought. This feature
of Yeats's character is mentioned in none of his biographies, but
it could explain his belief in the occult: what a boost of his
self-confidence it must have meant to be able to communicate with
spirits, and so prove to the rest of the world that it had been
wrong! (Wilhelm Reich, the eminent psychologist, in his study of
fascism, explains that weak characters constitute the main body of
such movements and use pathetic words like "race" to be part of a
more important total; this may also explain some other aspects of
Yeats.)
It seems that his occult and nationalistic activities, although
he saw no relationship himself, tended to confirm each other; so
that 'the interest in fairies and folktales, which he had learned
from his mother in his boyhood, now had the sanction of O'Leary's
authority," writes Ellmann. (33)
His occult experiments confirmed his nationalism, and his
nationalism, in some way, justified his magical experiments. (34)
The same mixture between occult and nationalist views led to
disaster in Germany, and therefore it is possibly no great
surprise to find Yeats among the supporters of the fascist
General O'Duffy, for whom he even wrote marching songs. (35)
Though it is true that he soon understood his enormous mistake
and turned away from fascism, it is also evident that his
biographer Ellmann plays down the whole episode. (36) Be that
as it may, the role the Literary Revival, and Yeats as one of
its leaders, played in the establishment of an independent Irish
nation should not be underestimated.
Yeats And The Fairies
Yeats's mystical beliefs, combined with his patriotic ideas,
make him a man who represents a continuum in the telling of
folklore; a man who is aware of both the poetic and political
importance of folklore and convinced of the truth of the stories.
If he had not believed in the reality of the fairies, he would
have either treated them in an academic way, or as simple poetic
stories, but Yeats represents a traditional story-teller who
knows about the poetry and truth of his story -- there is no real
difference in the attitude of a simple countryman and Yeats's
towards the supernatural world.
It is from this context that I now try to show how he used,
changed, collected and told fairy tales. Though Yeats' ideas
about the "gentle folk" have been referred to in passing, some
clarification is necessary. McManus, one of the first to write
a natural history of the fairies, reports that his friend Yeats
"was fully aware of the 'everyday aspect' of fairy lore and had
great respect for it." (37) In fact, Yeats firmly believed in
the objective reality of the creatures. (38) In 1888, he asserted
in the preface of a book about fairy lore which he had collected:
"that the Irish peasants, because of their distance from the
centers of the Industrial Revolution, have preserved a rapport
with the spiritual world and its fairy denizens which has
elsewhere disappeared. He makes speeches declaring his belief
in the fairies, though if hard pressed he will say that he
believes in them as 'dramatizations of our moods'." (39)
Another definition of the fairies, made by Yeats under the
influence of the Theosophists, is also quoted by Ellman:
"The fairies are the lesser spiritual moods of the universal
mind, wherein every mood is a soul and every thought is a body."
(40)
So here we find the "little people" not as an expression of the
imagination of the people, but as manifestations of the "universal
mind," which Yeats had substituted for the God of his grandfather.
This kind of pantheism is another expression of Yeats's attempts
"to bring together all the fairy tales and folklore he had heard
in childhood, the poetry he had read in adolescence, the dreams
he had been dreaming all his life." (41)
Yeats's writings on fairies can be roughly divided into three
distinct groups: first, his collections of original traditions;
second, his own allegedly genuine experiences; and third, the
poetic and dramatic writing that made use of the fairy lore.
In 1888, Yeats spent his holiday in Sligo collecting local
fairylore, and before 1890 he had edited several small books on
Irish fairy and folktales. In a letter to Katharine Tynan,
written in 1888, he speaks critically of his works:
"The worst of me is that if my work is good it is done very
slowly -- the notes to folklore book were done quickly and
they are bad or at any rate not good. Introduction is better.
Douglas Hyde gave me much help with the footnotes, etc." (42)
Here we find again that his mysticism and nationalism find their
best common expressions in fairy stories.
In the preface to his collection Fairy and Folk Tales of the
Irish Peasantry, he states, in a nearly scientific manner: "As
to my own part in this book, I have tried to make it representative,
as far as so few pages would allow, of every kind of Irish folk
faith." (43) He later gave this up when he used traditional stories
as a basis for his own writings, or as illustrations for his own
beliefs.
In his autobiographical sketches, Yeats explains how he gathered
some of the stories that later became his collections, or were
used as foundations for his own poetical work:
"We had a regular servant, a fisherman ... (My mother) and the
fisherman's wife would tell each other stories that Homer might
have told, pleased with any moment of sudden intensity and
laughing together over any point of satire. There is an essay
called Village Ghosts in my Celtic Twilight which is but a
report of one such afternoon, and many a fine tale has been lost
because it had not occurred to me soon enough to keep notes."
(44)
This was in Howth, near Dublin. Yeats not only kept notes of
the stories his mother and the fisherman's wife told each other,
but also went to the country to collect stories in a more active
way:
"Yes, he noticed, if you are a stranger, you will not readily
get ghost and fairy legends, even in a western village. You
must go adroitly to work, and make friends with the children
and the old men, with those who have not felt the pressure of
mere daylight existence, and those with whom it is growing
less, and will have altogether taken itself off one of these
days. The old women are most learned, but will not so readily
be got to talk, for the fairies are very secretive, and much
resent being talked of; and are there not many stories of old
women who were nearly pinched into their graves or numbed with
fairy blasts?" (45)
His experiences with living traditions led Yeats to postulate
that "every Celt is a visionary without scratching." (46) This
leads me to Yeats's claimed first-hand experiences with super-
natural beings.
Early in his autobiography, Yeats relates the day his brother
died. "Next day at breakfast I heard people telling how my
mother and the servant had heard the banshee crying the night
before he died." (47)
Later Yeats himself made -- with the aid of magic -- the
acquaintance of an earth spirit.
On another occasion, as he described in his Autobiographies,
he tried to invoke the "spirit of the moon." He continued
invocations "night after night just before I went to bed, and
after many nights -- eight or nine perhaps -- I saw between
waking and sleeping, as in a cinematograph, a galloping centaur,
and a moment later a woman of incredible beauty, standing upon a
pedestal and shooting an arrow at a star." (48)
Yeats later discovered similar dreams and symbols, which led him
to believe that he had seen an archetypal image that was rooted
in his racial memory. He used this vision in a poem twenty years
later, according to Kathleen Raine (though she does not state which
poem, and I haven't been able to identify it).
This leads to the question of how Yeats used his first-hand
experiences and traditional stories in his poetic writings.
First-Hand Supernatural Experiences And Folktales
In Yeats's Literary Works
Yeats devoted a whole book, The Celtic Twilight (later
incorporated into a larger volume, Mythologies), to these
aspects. In this book, he makes use of folklore and turns it
into poetry -- still with a fine sense for the language that
ordinary people would use, but it undoubtedly is Yeats -- perhaps
the best solution of his attempt. Mythologies relates stories
of ghosts (which his mother had told him); goblins (here he draws
on his experiences, and tales he had been told); and stories about
popular superstitions, such as A Sailor's Religion. In the book
Yeats also pays tribute to his old master of the Golden Dawn,
Mathers. The tales The Sorcerers, Regina, Regina Pigmeorum,
Veni, A Voice and The Golden Age all deal with Yates's
own visions of spirits and ghosts.
Reading this book, one has the feeling of listening to ordinary
people sitting around a peat-fire and relating ordinary stories
-- an enchantment few other books of this kind manage to create.
But of course Yeats as a poet and editor is always present. In
regard to fairies, Yeats quotes what a declared skeptic of the
supernatural had told him: "one can question ghosts, and even God,
but one never doubts the fairies -- as they stand to reason." (49)
Yeats's poetry is also mainly based on old Irish sages, and, in
some parts, his adventures with the paranormal and folk traditions
of it. According to Kathleen Raine, who has made an in depth study
of Yeats's magical and occult beliefs and his role in the Golden
Dawn, (50) the poem A Statesman's Holiday (51) is based on the
Tarot. (The last paragraph of the poem is a description of the
"Fool" card of the Tarot.) The Tarot was also laid by the
Theosophists and is described, with much irony, in T.S. Eliot's
Waste Land as a "wicked pack of cards" with Madame Blavatsky
under the pseudonym of Madame Sosostris.
Other poems deal with the fairies themselves, such as The Hosting
of the Sidhe, for which, like many other poems, he wrote an
elaborate explanation. (52) At the time of the composition of
the poem, he was also working on a series of six articles about
fairies for various periodicals, and the poem shows how this more
scientific work got its poetic expression. Yeats even includes
in the poem minute details of fairylore, such as the belief that
whirlwinds mark the passage of the "little people," without making
it sound too academic:
"The winds awaken, the leaves whirl round,
Our cheeks are pale, our hair is unbound." (53)
Other poems using fairy lore are A Lover's Quarrel Among the
Fairies, (54) which sounds very elaborate and therefore is less
convincing, and The Priest and the Fairy. (55) The latter poem
describes a goblin "three spans high as he rose to his feet" and
his hair was as yellow as waving wheat" -- in full accordance with
the traditional image. This goblin asks a priest where "the souls
of fairies go," a folk-motif known as "the fairy question." As the
"little people" were regarded as fallen angels (they sided with
Lucifer), so people say, their strongest desire is to return to
Heaven, but when they asked St. Patrick, he had to tell them that
they would never be allowed to return (though some versions of the
legends add that God himself, by means of a miracle, pointed out
the possibility of a return). However, since then, whenever the
fairies find a priest, they ask him this all-important question
(and they always get the same sad news). Yeats used the plot
unaltered, and, by adding dialect spellings and simple phrasing,
tried to improve the sense of authenticity. This example
illustrates well the manner in which he was working, and
demonstrates Yeats's successful fusion of folklore and poetry.
In one of his last poems, Under Ben Bulben, (56) in a kind of
resume, he reassures his readers of what he had always been trying
to tell them: "ancient Ireland knew it all." This includes both
his occult ideas and his nationalism. Under Ben Bulben is in
fact a summary of all of Yeats's philosophy, and well underlines
how important, even for our modem age, he considered the old
traditions of the ordinary people. The poem ends with his epitaph,
confirming its programmatic nature.
The Effect Of Yeats's Fairy Writings
After all of Yeats's obsession with supernatural creatures, what
effect did his collections, his poetic works, have?
The influence that Yeats had on the formation of the modern
public image of the fairies is not easy to assess. Hardly any
book written on folklore after his death fails to mention him,
or to quote at least two or three lines of one of his poems
about the gentle people. Indeed, the very name of Yeats has
become a synonym for a "collector of folklore." Lysaght
complains in her books that most people seem not to be aware
that new folklore has been collected since Yeats! (57)
Yet this has disadvantages as well as advantages. Some of what
Yeats has added to folklore (and he always added some of his own
philosophical ideas) has been taken for genuine folklore by
later writers -- so great is their trust in his authenticity.
In his Irish Fairy Tales (1892) he writes, based on a fictional
account by D.R. Anally (1888) that "when more than one banshee is
present and they wail and sing in chorus, it is for the death of
somebody holy or a great one." (58)
Lysaght, in her thorough study of the banshee, found no single
instance of the banshee in the plural -- there simply never
existed such a folk belief. Yet Yeats's words are quoted in
Katharine Brigg's Dictionary of Fairies (1976) as authentic
folklore.
Another time Yeats mentions the "fact" that banshee usually wear
green -- but this "stands isolated as literary invention," as
Lysaght puts it.
On the positive side, Yeats surely focused attention on the
whole topic, and, inspired by him, a number of good collections
of stories, as well as non-fiction books about fairies (for
example, McManus' The Middle Kingdom, which is dedicated to
Yeats) have been published.
But though Yeats's influence must be considered strong among
scholars or lovers of literature, the general public, while
remembering him as a collector and poet, ignores his views to
a large extent.
Fairies And Goblins After Yeats
Disney's Cinderella and other cartoons did far more than Yeats
could ever have done to influence the public image of the fairies.
D. McManus, a close friend to Yeats, bitterly observes in his
excellent volume on fairies, The Middle Kingdom:
"Today, the word 'fairy' has come to be associated with
everything that is unreal and childish. Shakespeare was
probably one of the first to draw attention to small sprites,
giving them great names and an importance that no tradition has
justified. From this arose the nursery fairy stories of the
nineteenth century, and we now have the colourful fantasies of
Walt Disney and his confreres, flitting with gay and vivid
insouciance across the cinema screen. By all these steps the
word 'fairy' has shifted away completely from its medieval
concept of a powerful spirit in human form which should be
treated with respect, if not with a little fear, and has now
become attached to dainty little winged figures flitting like
butterflies from flower to flower or doing ballet dances with a
starlit wand. The traditional fairies, though rarely dainty are
sometimes lovely; but far more often, when small beings are
reported to have been seen, they are described as elflike." (59)
And, lastly, it is sad to note that Yeats's serious treatment of
the fairies had no influence at all on the formation of general
opinion: Lysaght reports that most witnesses are now afraid to
talk about their sightings (and hearings) of banshees because of
their fear of being ridiculed. I assume that is the case with
fairy observations as well. So many important folk-accounts,
which could influence some future writers in the way they did
Yeats, will become lost forever.
Excerpt from:
Strange Magazine, Number 4, ISSN 0894-8968
P.O. Box 2246, Rockville, MD 20852
Footnotes:
- Robert J. McCartney, "Supernatural Summit in Store for Reagan,
Gorbachev," The Washington Post, October 5, 1985.
- Elisabeth Andrews, Ulster Folklore (Reprint of 1913 Elliot
Stock edition; Wakefield: EP Publishing, 1977), p. 2.
- Ibid., p. 34.
- Ibid., p. 42.
- D.A. MacManus, The Middle Kingdom (London: Max Parrish, 1960),
p. 103.
- Andrews, p. 2.
- Ibid., p. 4.
- Hugh Malet, In the Wake of the Gods (London: Chatto and Windus,
1970), p. 183.
- Stan Gooch, Creatures From Inner Sphere (London: Rider, 1984).
- Andrews, p. 45.
- Ibid., p. 62.
- Keith Thomas, Religion and the Decline of Magic (London: 1971).
- Patrick Logan, The Old Gods (Belfast: Appletree Press, 1981).
- John A. Keel, Strange Creatures From Time and Space
(Greenwich: Fawcett, 1970).
- Gooch, op. cit.
- C.G. Jung, "On Hallucinations," in Collected Works, vol. 18
(London: Routledge & Kegan Paul, 1970), p. 461.
- Jung, "Synchronicity: An Acausal Connecting Principle," in
Collected Works, vol. 8 (London: Routledge & Kegan Paul,
1970), p. 440.
- Frank O'Connor, My Oedipus Complex and Other Stories
(Harmondsworth: Penguin, 1982), p. 44.
- Patricia Lysaght, The Banshee (Dublin: The Glendale Press,
1986), chapter 10.
- Richard Ellmann, Yeats-The Man and the Masks (Oxford: Oxford
University Press, 1979), p. 7.
- Ibid., p. 24.
- Ibid., p. 60.
- Ibid., p. 94L
- Ibid., p. 63.
- Ibid., p. 67.
- Ibid., p. 86.
- Colin Wilson, The Occult (London: Grafton Books, 1979).
- Ellmann, p. 93f.
- Wilson, p. 129.
- Lorna Reynolds, "The Irish Literary Revival," in The Celtic
Consciousness, ed. Robert Driscoll (Port Iaoise: Dolmen
Press, 1981), p. 383.
- W.B. Yeats, Mythologies (London: 1959), p. 139.
- Ellmann, p. 46.
- Ibid.
- Ibid., p. 289 -- expresses a similar idea.
- Elisabeth Cullingford, Yeats, Ireland and Fascism (London:
Macmillan, 1981), p. 210.
- Ellmann, pp. 276-78.
- MacManus, p. 12.
- Ibid., p. 154.
- Ellmann, p. 116.
- Ibid., p. 67.
- Ibid.
- W.B. Yeats, Selected Criticism and Prose (London: Pan Books,
1980), p. 388.
- Ibid., p. 421.
- Ibid., p. 279.
- Ibid., p. 41 5.
- Ibid.
- Ibid., p. 278.
- Kathleen Raine, Yeats, Tarot and the Golden Dawn (Dublin:
Dolmen Press, 1976).
- Yeats, Mythologies, p. 7.
- Raine, p. 33.
- Yeats, The Poems (London: Gill and Macmillan, 1983), p. 583.
- Ibid., p. 622.
- Ibid., p. 55.
- Ibid., p. 518.
- Ibid., p. 520.
- Ibid., p. 325.
- Lysaght, p. 16.
- Ibid., p. 88.
- MacManus, p. 23.
Other Works Consulted
- Richard Fallis, The Irish Renaissance (Dublin: Gill &
Macmillan, 1978).
- Robert Driscoll, "The Aesthetic and Intellectual Foundations
of the Celtic Literary Revival in Ireland," in The Celtic
Consciousness, ed. Robert Driscoll (Port Iaoise: Dolmen
Press, 1981), pp. 401-425.
- G.J. Watson, Irish Identity and the Literary Revival
(London: Helm, 1979), pp. 87-150.